These forms are filed with the Securities and Exchange Commission (the regulatory body of Registered Investment Advisors) and with state regulatory agencies as required.

Our Brochure

• HCM Form Brochure

SEC Form ADV

• Shadowridge Form ADV and Privacy Policy
  Describes services, types of clients, types of investments, methods of analysis.

• HCM Form ADV Brochure with Supplement
  Describes services, types of clients, types of investments, methods of analysis.

SEC Form ADV Supplements

• Hepburn Capital Management Privacy Policy

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Best Execution Report

• https://us.etrade.com/trade/execution-quality

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Business Continuity Plan

• Hepburn Capital has developed a business continuity plan in the event of an internal or external disaster.
  This form is also included in your New Client Package.

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Broker Listing / FINRA

• Here is Will Hepburn’s Broker Check listing at FINRA: https://brokercheck.finra.org/individual/summary/1444970

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